Skip to content
Overview: The Business Unit Compliance Officer is responsible for supporting, establishing, and building relationships with the Risk Owners, offers feedback for processes, products, and services based on regulatory requirements; assists in the development and vetting of initiatives, acts as the advocate for the business in compliance and the ambassador of compliance in the business. Additionally, this position may require travel and interaction with the various markets in which the Company operates . Responsibilities: Provide support and information to assist in integrating compliance... more ->
The Compliance Investigator is a critical role within the Enterprise Legal Compliance department. Under the direction of the VP, Enterprise Legal Compliance, the Compliance Investigator, either individually or in collaboration with department stakeholders, identifies, researches, analyzes and/or resolves potential conflicts of interest; conducts complex vendor due diligence and compliance investigations; and manages all related data and recordkeeping. The Investigator accurately and confidentially conducts research and/or investigations that may be multifaceted and involve complex facts and... more ->
Duties WHAT IS THE SMALL BUSINESS/SELF EMPLOYED (SBSE)DIVISION? A description of the business units can be found at: https://www.jobs.irs.gov/about/who/business-divisions Vacancies will be filled in the following specialty areas SBSE EXAM - Examination Operations, Field and Specialty Exam The following are the duties of this position at the full working level. If this vacancy includes more than one grade and you are selected at a lower grade level, you will have the opportunity to learn to perform these duties and receive training to help you grow in this position. Plans and conducts... more ->
NYC 299 Park Avenue (22957), United States of America, New York, New York Commercial Broker Dealer Chief Compliance Officer - Sr. Director The Sr. Director will be the Commercial Broker Dealer Chief Compliance Officer ("BD CCO") for three institutional FINRA registered broker-dealers and provide compliance support to the Capital Markets line of business, a division within the Commercial Bank of Capital One. The broker-dealers include Capital One Securities, Inc., KippsDeSanto & Co., and TripleTree, LLC (collectively "Commercial Broker Dealers" or "CBDs"). The BD CCO will lead a BD Compliance... more ->
JobID: 210477865 Category: Counsel JobSchedule: Full time Posted Date: 2024-04-17T14:03:04+00:00 JobShift Base Pay/Salary: Jersey City,NJ $199,500.00-$275,000.00 Become the trusted advisor that our Lending Specialists and Credit Risk executives need to keep our Private Bank Lending Solutions business on the cutting edge while doing so in a safe and sound manner. As a Private Bank Lending Attorney - Vice President, Assistant General Counsel in our Private Bank Credit Legal team, you will be part of a team that supports multiple geographic segments, ultra-high and high net worth client... more ->
Tyler Junior College gives equal consideration to all applicants for admission, employment and participation in its programs and activities without regard to race, color, religion, national origin, gender, gender identity, gender expression, sexual orientation, age, marital status, disability, veteran status or limited English proficiency (LEP). more ->
Electricity Policy Legal Fellow The Environmental and Natural Resources Law & Policy Program (ENRLP) of Stanford Law School and the Climate and Energy Policy Program (CEPP) of Stanford's Woods Institute for the Environment invite applications for an Electricity Policy Legal Fellow. The Electricity Policy Fellow will join the thriving community in the Stanford Law School, reporting to the ENRLP Director, and will work primarily with the leaders of CEPP at the Woods Institute within the Stanford Doerr School of Sustainability. This Full time fellowship is crafted for early-career attorneys with... more ->
Duties WHAT IS THE SMALL BUSINESS/SELF EMPLOYED (SBSE) DIVISION? A description of the business units can be found at: https://www.jobs.irs.gov/about/who/business-divisions Vacancies will be filled in the following specialty areas SBSE EXAM - Examination Operations The following are the duties of this position at the full working level. If this vacancy includes more than one grade and you are selected at a lower grade level, you will have the opportunity to learn to perform these duties and receive training to help you grow in this position. Plans and conducts independent limited examinations... more ->
Our Company Oaktree is a leader among global investment managers specializing in alternative investments, with $189 billion in assets under management as of December 31, 2023. The firm emphasizes an opportunistic, value-oriented, and risk-controlled approach to investments in credit, private equity, real assets, and listed equities. The firm has over 1,200 employees and offices in 22 cities worldwide. We are committed to cultivating an environment that is collaborative, curious, inclusive and honors diversity of thought. Providing training and career development opportunities and emphasizing... more ->
Position Summary To Apply: Please email a resume and cover letter to (see below) The Marion County Prosecutor's Office, led by Prosecutor Ryan Mears, is setting new expectations in the criminal justice system and is committed to a fair and equitable system. The Marion County Prosecutor's Office Child Support Division works to encourage non-custodial parents to take financial responsibility for the benefit of their children. A wide range of services are available for families, including paternity establishment, locating non-custodial parents, and modification and enforcement of child support... more ->
Job Description Responsible for collaborating with the Chief Compliance Officer and the development, coordination, and ongoing implementation of the Brokerage & Wealth compliance program. RESPONSIBILITIES Serve in an account reviewer role to complete annual reviews for all accounts within the Wealth Management Division (Personal Trust/IMA/Institutional/Corporate Trust) Read and analyze each governing instrument to confirm the account is being administered within the boundaries of the governing document. Confirm all internal account coding for accuracy. Review transaction activity to confirm... more ->
Founded in 1971, Earthjustice has a distinguished track record of achieving significant, lasting environmental protections. We achieve this by hiring people who share a passion for justice and a healthy environment. Our headquarters are in San Francisco with offices in Anchorage, Juneau, Seattle, Los Angeles, Honolulu, Houston, Denver, Bozeman, Chicago, Tallahassee, Miami, New York, Philadelphia, and Washington, D.C. Earthjustice is the premier nonprofit environmental law organization. We take on the biggest, most precedent-setting cases across the country. We wield the power of law and the... more ->
Description We are hiring a Corporate Governance & Securities Compliance Specialist/Paralegal to manage a variety of processes relating to our public company reporting and compliance with stock exchange requirements. You'll support all aspects of our securities and corporate governance functions, work collaboratively with members of the legal, finance and compensation teams, and report directly to the Vice President, Deputy General Counsel and Assistant Secretary. What You Will Be Doing: Managing processes which support the preparation and filing of public company and corporate director,... more ->