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Senior Compliance Officer - Bloomberg Tradebook - Legal & Compliance New York, NY Posted Apr 26, 2024 - Requisition No. 124879 The energy of a newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough; we work hard, and we work fast - while keeping up the quality and accuracy we're known for. It's what keeps us inventing and reinventing, all the time. Our culture is wide open like our spaces. We bring out the best in each other through collaboration. Through our countless volunteer projects, we also help network with the communities around us, too. You can do amazing work... more ->
Job Title: Chief Compliance Officer Swap Execution Facility Location: 55 Water Street, or Iselin, NJ Branch Office (Currently hybrid: remote one day and in office four days per week) Firm Overview BGC Partners is a leading global brokerage and financial technology company. BGC specializes in the brokerage of a broad range of products, including fixed income (rates and credit), foreign exchange, equities, energy and commodities, shipping, insurance, and futures. BGC also provides a wide variety of services, including trade execution, brokerage, clearing, trade compression, post-trade,... more ->
About this role: Wells Fargo is seeking a Lead Compliance Officer in Corporate Risk as part of Global Treasury Management Compliance. Learn more about the career areas and business divisions at wellsfargojobs.com . As the Lead Compliance Officer, you will promote a strong Compliance culture throughout the Global Treasury Management line of business, overseeing Compliance priorities with senior management and communicating these priorities effectively. You will provide advice to business management in the development of policies and procedures for the Global Treasury Management business,... more ->
At Wells Fargo, we are looking for talented people who will put our customers at the center of everything we do. We are seeking candidates who embrace diversity, equity, and inclusion in a workplace where everyone feels valued and inspired. Help us build a better Wells Fargo. It all begins with outstanding talent. It all begins with you. About this role: Wells Fargo is seeking a Lead Compliance Officer to join the Regulatory Change & Inventory Management (RCIM) team within Wells Fargo Compliance. Learn more about the career areas and lines of business at wellsfargojobs.com . As part of the... more ->
Why join Stryker? We are proud to be named one of the World's Best Workplaces and a Best Workplace for Diversity by Fortune Magazine! Learn more about our award-winning organization by visiting stryker.com The Senior Compliance Officer is a senior member of the Compliance organization and oversees the Compliance program of the Instruments business with a high level of independence. The Senior Compliance Officer is responsible for developing the Compliance program strategy within their Division to enable business results and effectively manage risk for the company. This role also leads the... more ->
COMPANY OVERVIEW KKR & Co. Inc., together with its subsidiaries, is a leading global investment firm that offers alternative asset management and capital markets and insurance solutions. KKR aims to generate attractive investment returns by following a patient and disciplined investment approach, employing world-class people, and supporting growth in its portfolio companies and communities. KKR sponsors investment funds that invest in private equity, credit and real assets and has strategic partners that manage hedge funds. KKR's insurance subsidiaries offer retirement, life and reinsurance... more ->
About this role: Wells Fargo is seeking a Senior Lead Compliance Officer in Corporate Risk as part of Wealth & Investment Management (WIM) Compliance. Learn more about the career areas and business divisions at wellsfargojobs.com . This Senior Lead Compliance Officer will provide compliance leadership and guidance to the Private Wealth Trust and Fiduciary Investments team and the Bank trading desk. In this role, you will: Provide leadership and guidance to Private Wealth Trust and Fiduciary Investments and Bank trading desk on various regulatory and policy requirements covering investments... more ->
VP, Control Room and Research Compliance Officer New York, NY Barclays Services Corp What will you be doing? Barclays Services Corp seeks VP, Control Room and Research Compliance Officer in New York, NY (multiple positions available): On behalf of a global financial organization, providing advisory services for Information Barrier Controls and the flow of Material Non-Public Information ("MNPI") Analyzing structure of Banking transactions to determine appropriate internal restrictions to impose on Markets and Research when deals are publicly announced Reviewing and pre-clearing research... more ->
Duties WHAT IS THE LARGE BUSINESS AND INTERNATIONAL DIVISION? A description of the business units can be found at: https://www.jobs.irs.gov/about/who/business-divisions Vacancies will be filled in the following specialty areas Large Business and International, Director, Withholding, Exchange and International Individual Compliance (WEIIC), DFO IIC The following are the duties of the positions at the full working level. GS-09 Duties: Plan and conduct independent limited examinations and related investigations of a variety of individual and business taxpayers, or exempt organization, employee... more ->
ADP is hiring a Legal Compliance Manager . Are you an experienced program manager with strong project management skills and an understanding of privacy compliance? Are you looking to join a dynamic, inclusive team environment with a culture of collaboration and belonging? ? Well, this may be the role for you. As a member of the Global Compliance group, you will serve a key role in supporting Global Compliance, ADP Legal, and Business Unit program needs and objectives. You will be reporting to the Sr. Director Core Compliance Operations, responsible for managing the program components... more ->
Opening available for an experienced probate/guardianship paralegal with a minimum of 5 years' experience. Required experience includes probate guardianships for incompetent adults and minor children, familiarity, comfort with and understanding of: Budgeting and accounting Medicaid benefits, applying for Medicaid, and Medicaid recertification Social security benefits, representative payee applications, Pooled trusts and community benefits planning Health conferences for residents in long term care facilities Bond applications and obtaining surety bonds Communicating with families, medical... more ->
Description We are hiring a Corporate Governance & Securities Compliance Specialist/Paralegal to manage a variety of processes relating to our public company reporting and compliance with stock exchange requirements. You'll support all aspects of our securities and corporate governance functions, work collaboratively with members of the legal, finance and compensation teams, and report directly to the Vice President, Deputy General Counsel and Assistant Secretary. What You Will Be Doing: Managing processes which support the preparation and filing of public company and corporate director,... more ->
Requisition No: 830687 Agency: Department of Health Working Title: REGULATORY SPECIALIST II (Legal Assistant) - 64085520 Pay Plan: Career Service Position Number: 64085520 Salary: $32,760.00 Annually Posting Closing Date: 06/14/2024 Total Compensation Estimator Tool DEPARTMENT OF HEALTH PROSECUTION SERVICES UNIT LEGAL ASSISTANT Open Competitive Opportunity This advertisement may be used to fill multiple vacancies. The Prosecution Services Unit (PSU) is responsible for providing legal services in the regulation of all health-care boards and councils. PSU takes administrative action against... more ->
We believe in the power and joy of learning At Cengage Group, our employees have a direct impact in helping students around the world discover the power and joy of learning. We are bonded by our shared purpose - driving innovation that helps millions of learners improve their lives and achieve their dreams through education. Our culture values diversity, engagement, and discovery Our business is driven by our strong culture, and we know that creating an inclusive and diverse workplace is absolutely essential to the success of our company and our learners, as well as our individual well-being.... more ->
Job Family : Investigation Consulting Travel Required : None Clearance Required : Active Top Secret (TS) What You Will Do : Guidehouse is recruiting Discovery Paralegals to outwit complexity and be a part of our fast-growing litigation and investigation support practice. Every organization today faces complexity across multiple levels on a frequent basis. Navigating these challenges and opportunities demands more than the one-dimensional maps, tools or solutions of the past. You need a guide with an understanding of your industry and the proven experience to navigate the changing terrain... more ->